The 2018 consent order issued by the OCC identified deficiencies in the bank’s enterprise-wide compliance risk management ...
Both brokerage firms moved a customer’s uninvested cash from a brokerage account into an interest-bearing account, violating the Advisers Act, according to the Securities and Exchange Commission.
In 2011, the bank was ordered to pay an $85M civil penalty, the largest the Fed had assessed in a consumer-protection enforcement action.
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Wells Fargo's 2018 Compliance Consent Order by OCC TerminatedWFC's 2018 consent order imposed on the bank in April 2018 is terminated. This marks the 10th consent order, which has been ...
The San Francisco-based bank announced that another consent order with the Office of the Comptroller of the Currency has been ...
In 2022, the CFPB had ordered the bank to pay $3.7 billion for ‘widespread’ problems with its auto loans, mortgages and deposit accounts.
The National Labor Relations Board alleged the lender threatened and retaliated against workers in favor of unionization at a ...
A top Wells Fargo executive said on Tuesday that the bank has five consent orders remaining to resolve issues related to its ...
In 2020, the bank agreed to pay a $3 billion fine to federal prosecutors and the SEC over its practices. Also that year, 11 former Wells Fargo senior executives were charged by the comptroller ...
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