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DCG, Pay SEC
Vanguard to pay $106.4 mln to settle US SEC charges, regulator says
The Vanguard Group has agreed to pay $106.4 million to settle U.S. Securities and Exchange Commission (SEC) charges over misleading statements related to capital gains distributions and tax consequences for retail investors,
DCG Pays $38 Million Fine to Settle SEC Investigation
Crypto company Digital Currency Group agreed to pay a $38 million fine to settle with the Securities and Exchange Commission over allegations of negligence in overseeing a program offered by its now-defunct lending subsidiary Genesis Global Capital.
DCG, Former Genesis CEO to Pay SEC $38.5M to Settle Securities Fraud Charges
Digital Currency Group (DCG) and Soichoro “Michael” Moro, the former CEO of its now-defunct Genesis subsidiary, have agreed to pay a combined
Digital Currency Group, former Genesis CEO to pay $38.5 million over SEC charges
The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct subsidiary Genesis Global Capital LLC have agreed to pay a combined $38.5 million in civil penalties to settle charges they misled investors about Genesis's financial condition.
Vanguard to pay $106 million in SEC accord
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds.
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the terms of some funds, leading to higher capital gains taxes.
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular target-date funds, resulting in hundreds of thousands of ordinary investors getting stuck with inflated tax bills.
5h
on MSN
SEC enforcement blitz targets 7 financial firms as Biden administration winds down
The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.
2d
SEC sues Elon Musk, accusing him of withholding info that cost Twitter investors millions
The SEC has sued billionaire X owner Elon Musk, alleging he failed to disclose his ownership of Twitter stock in a timely ...
2d
on MSN
SEC sues Elon Musk, saying he didn’t disclose Twitter ownership on time before buying it
The U.S. Securities and Exchange Commission has sued billionaire Elon Musk, saying he failed to disclose his ownership of ...
2h
Florida State Blue-Chip Wide Receiver Commitment Picks Up Offer From SEC Program
On Friday, four-star FSU wide receiver commitment Darryon Williams picked up an offer from South Carolina. Williams has been ...
8h
Vanderbilt's Brodie Johnston projected SEC Freshman of the Year by Baseball America
Baseball America predicted Brodie Johnston to win SEC Freshman of the Year in its preseason award predictions.
2d
on MSN
Elon Musk underpaid Twitter acquisition by $150M by not disclosing stake, SEC alleges
The SEC sued Elon Musk in federal court on Tuesday for allegedly misleading shareholders when he bought hundreds of millions ...
2d
on MSN
The SEC isn’t dominating college football anymore. Is it more than a blip?
For the second straight year, an SEC team won’t play in the national championship game. It’s too early to tell whether it’s ...
15h
on MSN
College basketball weekend: Five SEC, Big Ten ranked showdowns headline schedule
The men's college basketball weekend features five showdowns of ranked teams across the Big Ten and SEC. A breakdown of the ...
3h
on MSN
LSU gymnastics national championship ring giveaway celebrates SEC opener
The No. 2 LSU gymnastics team is celebrating its SEC opener against No. 7 Florida with some championship swag for the fans.
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