A major SEC fine against Vanguard reveals serious issues with target date retirement funds. The $106 million penalty ...

The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...

New policy for target-date funds triggered capital gains SEC says Vanguard did not warn about tax ramifications The ...

In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...

The Securities and Exchange Commission (SEC) announced Friday that The Vanguard Group, one of the world's biggest asset managers, will pay a $106.4 million fine to settle charges for "misleading ...

An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...

Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...

Vanguard to pay $106.41M penalty for misleading investors on capital gains distributions and tax consequences in target date ...

The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...

More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...

The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...

Geneos Wealth Management Inc. boosted its stake in shares of Vanguard ESG US Stock ETF (BATS:ESGV – Free Report) by 6.5% during the 4th quarter, according to its most recent 13F filing with the ...